Archives - Institute DocumentsArchives - Institute Documents

Code of Ethics August 2007 View PDF
Practice Standards August 2007 View PDF
Code of Ethics and Professional Conduct  May 2006 View PDF
Constitution  November 2007 View PDF
Constitution Role Descriptions  November 2007 View PDF
Membership and Certification Bylaws  July 2008 View PDF

For the latest versions of the above documents go to Library : Institute Documents

Archives - SubmissionsArchives - Submissions

Aug 2008 Submission: IFA Financial Advisers Bill View PDF
Aug 2008 Submission: IFA Financial Advisers Bill Policy Proposal May 2008 View PDF
Mar 2008 Submission: Draft National Strategy For Financial Literacy View PDF
Feb 2008 Submission on Real Estate Agents Bill View PDF
Feb 2008 Submission on Financial Service Providers (Registration and Dispute Resolution) Bill View PDF
Sep 2007 Submission on Securities Markets (Investment Advisers and Brokers) Regulations 2007
- Ministry of Economic Development		 View PDF
May 2007 Submission on Retirement Commissioner's Review of Retirement Income Policy View PDF
Mar 2007 Submission on Home Equity Conversion Schemes- Office for Senior Citizens View PDF
Dec 2006 Discussion Paper "Review of the Guidelines on Insurance and the Human Rights Act 1993"- Human Rights Commission View PDF
Dec 2006 Review of Products and Product Providers- Ministry of Economic Development View PDF
Nov 2006 Anti-Money Laundering and Countering the Financial of Terrorism - Third Discussion Document
- Ministry of Justice		 View PDF
Sept 2006 Financial Intermediaries Discussion Document View PDF
Sept 2006 Presentation to Select Committee- Presentation Notes View PDF
Sept 2006 Proposed Tax Changes View PDF
Jul 2006 Justice Department Anti-Money Laundering View PDF
May 2006 Securities Legislation Bill View PDF
April 2006 KiwiSaver View PDF
March 2006 Extreme Salary Sacrifice View PDF
Sept 2005 Taxation of Investment Income View PDF

For the latest Submissions and other News items go to the News page